Perform a risk assessment for excavation work
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Published by SALUSRisk Assessment for Excavation Work
1. Hazard Identification
- Cave-ins: The most significant hazard in excavation work is the risk of cave-ins, which can occur if the sides of the excavation are not properly supported or sloped [1].
- Falling Objects: Loose soil or rocks can fall into the excavation, posing a risk to workers [1].
- Hazardous Atmospheres: Excavations can contain hazardous atmospheres, such as low oxygen levels or the presence of toxic gases [2].
- Water Accumulation: Water can accumulate in excavations, leading to instability and increased risk of cave-ins [2].
- Underground Utilities: Contact with underground utilities can cause serious injuries or service disruptions [3].
- Adjacent Structure Stability: Excavation can undermine the stability of nearby structures [4].
2. Risk Assessment
- Likelihood: The likelihood of cave-ins and falling objects is high if proper protective systems are not in place. Hazardous atmospheres and water accumulation are also likely if not monitored.
- Severity: The severity of injuries from cave-ins or contact with utilities can be fatal. Falling objects and hazardous atmospheres can cause serious injuries or fatalities.
3. Control Measures
- Elimination/Substitution: Not applicable as excavation is necessary for the task.
- Engineering Controls:
- Use protective systems such as shoring, shielding, or trench boxes to prevent cave-ins [1].
- Install barriers or barricades to prevent falling objects [4].
- Ensure proper ventilation and atmospheric testing to manage hazardous atmospheres [2].
- Implement water removal systems to prevent accumulation [2].
- Use detection equipment to locate underground utilities before excavation [3].
- Administrative Controls:
- Conduct daily inspections by a competent person to identify potential hazards [1].
- Train workers on recognizing and avoiding hazards associated with excavation work.
- Develop emergency response plans for potential incidents.
- Personal Protective Equipment (PPE):
- Provide hard hats, safety boots, and high-visibility vests to workers.
- Use respiratory protection if hazardous atmospheres are detected.
4. Monitoring and Review
- Conduct regular inspections and monitoring of the excavation site, especially after weather changes or other events that could affect stability [1].
- Review and update risk assessments and control measures as necessary, particularly when site conditions change.
5. Recommendations
- Ensure all workers are trained and aware of the risks and control measures associated with excavation work.
- Maintain clear communication with utility companies to ensure the accurate location of underground installations.
- Implement a robust inspection regime to ensure compliance with safety standards and regulations.
By following these guidelines, the risks associated with excavation work can be significantly reduced, ensuring a safer working environment for all employees involved.
Sources used for this answer
[1] Rules for the Administration of the Oregon Safe Employment Act (Construction, Division 3, OSHA Oregon)
Page 704
Open source documentSource excerpt
<!-- image --> ## SPECIFIC EXCAVATION REQUIREMENTS Oregon Administrative Rules Oregon Occupational Safety and Health Division ## (i) Stability of adjacent structures. - (1) Where the stability of adjoining buildings, walls, or other structures is endangered by excavation operations, support systems such as shoring, bracing, or underpinning shall be provided to ensure the stability of such structures for the protection of employees. - (2) Excavation below the level of the base or footing of any foundation or retaining wall that could be reasonably expected to pose a hazard to employees shall not be permitted except when: - (i) A support system, such as underpinning, is provided to ensure the safety of employees and the stability of the structure; or - (ii) The excavation is in stable rock; or - (iii) A registered professional engineer has approved the determination that the structure is sufficiently removed from the excavation so as to be unaffected by the excavation activity; or - (iv) A registered professional engineer has approved the determination that such excavation work will not pose a hazard to employees. - (3) Sidewalks, pavements, and appurtenant structure shall not be undermined unless a support system or another method of protection is provided to protect employees from the possible collapse of such structures ## (j) Protection of employees from loose rock or soil. - (1) Adequate protection shall be provided to protect employees from loose rock or soil that could pose a hazard by falling or rolling from an excavation face. Such protection shall consist of scaling to remove loose material; installation of protective barricades at intervals as necessary on the face to stop and contain falling material; or other means that provide equivalent protection. - (2) Employees shall be protected from excavated or other materials or equipment that could pose a hazard by falling or rolling into excavations. Protection shall be provided by placing and keeping …
[2] Safety and Health Regulations for Construction (OSHA)
Page 93
Open source documentSource excerpt
## 29 CFR 1926 (OSHA) Support system means a structure such as underpinning, bracing, or shoring, which provides support to an adjacent structure, underground installation, or the sides of an excavation. Tabulated data means tables and charts approved by a registered professional engineer and used to design and construct a protective system. Trench (Trench excavation) means a narrow excavation (in relation to its length) made below the surface of the ground. In general, the depth is greater than the width, but the width of a trench (measured at the bottom) is not greater than 15 feet (4.6 m). If forms or other structures are installed or constructed in an excavation so as to reduce the dimension measured from the forms or structure to the side of the excavation to 15 feet (4.6 m) or less (measured at the bottom of the excavation), the excavation is also considered to be a trench. Trench box. See 'Shield.' ## Trench shield. See 'Shield.' Uprights means the vertical members of a trench shoring system placed in contact with the earth and usually positioned so that individual members do not contact each other. Uprights placed so that individual members are closely spaced, in contact with or interconnected to each other, are often called 'sheeting.' Wales means horizontal members of a shoring system placed parallel to the excavation face whose sides bear against the vertical members of the shoring system or earth. ## §1926.651 Specific excavation requirements. - (a) Surface encumbrances. All surface encumbrances that are located so as to create a hazard to employees shall be removed or supported, as necessary, to safeguard employees. - (b) Underground installations. (1) The estimated location of utility installations, such as sewer, telephone, fuel, electric, water lines, or any other underground installations that reasonably may be expected to be encountered during excavation work, shall be determined prior to opening an excavation. - (2) Utility companies or…
[3] Safety and Health Regulations for Construction (OSHA)
Page 95
Open source documentSource excerpt
## 29 CFR 1926 (OSHA) - (iii) Adequate precaution shall be taken such as providing ventilation, to prevent employee exposure to an atmosphere containing a concentration of a flammable gas in excess of 20 percent of the lower flammable limit of the gas. - (iv) When controls are used that are intended to reduce the level of atmospheric contaminants to acceptable levels, testing shall be conducted as often as necessary to ensure that the atmosphere remains safe. - (2) Emergency rescue equipment. (i) Emergency rescue equipment, such as breathing apparatus, a safety harness and line, or a basket stretcher, shall be readily available where hazardous atmospheric conditions exist or may reasonably be expected to develop during work in an excavation. This equipment shall be attended when in use. - (ii) Employees entering bell-bottom pier holes, or other similar deep and confined footing excavations, shall wear a harness with a life-line securely attached to it. The lifeline shall be separate from any line used to handle materials, and shall be individually attended at all times while the employee wearing the lifeline is in the excavation. - (h) Protection from hazards associated with water accumulation. (1) Employees shall not work in excavations in which there is accumulated water, or in excavations in which water is accumulating, unless adequate precautions have been taken to protect employees against the hazards posed by water accumulation. The precautions necessary to protect employees adequately vary with each situation, but could include special support or shield systems to protect from cave-ins, water removal to control the level of accumulating water, or use of a safety harness and lifeline. - (2) If water is controlled or prevented from accumulating by the use of water removal equipment, the water removal equipment and operations shall be monitored by a competent person to ensure proper operation. - (3) If excavation work interrupts the natural drainage of surface …
[4] Safety and Health Regulations for Construction (OSHA)
Page 96
Open source documentSource excerpt
- (iv) A registered professional engineer has approved the determination that such excavation work will not pose a hazard to employees. - (3) Sidewalks, pavements, and appurtenant structure shall not be undermined unless a support system or another method of protection is provided to protect employees from the possible collapse of such structures. - (j) Protection of employees from loose rock or soil. (1) Adequate protection shall be provided to protect employees from loose rock or soil that could pose a hazard by falling or rolling from an excavation face. Such protection shall consist of scaling to remove loose material; installation of protective barricades at intervals as necessary on the face to stop and contain falling material; or other means that provide equivalent protection. - (2) Employees shall be protected from excavated or other materials or equipment that could pose a hazard by falling or rolling into excavations. Protection shall be provided by placing and keeping such materials or equipment at least 2 feet (.61 m) from the edge of excavations, or by the use of retaining devices that are sufficient to prevent materials or equipment from falling or rolling into excavations, or by a combination of both if necessary. - (k) Inspections. (1) Daily inspections of excavations, the adjacent areas, and protective systems shall be made by a competent person for evidence of a situation that could result in possible cave-ins, indications of failure of protective systems, hazardous atmospheres, or other hazardous conditions. An inspection shall be conducted by the competent person prior to the start of work and as needed throughout the shift. Inspections shall also be made after every rainstorm or other hazard increasing occurrence. These inspections are only required when employee exposure can be reasonably anticipated. - (2) Where the competent person finds evidence of a situation that could result in a possible cave-in, indications of failure of protective sys…
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